Solutions for
the Securities Industry
Capital markets firms, including securities brokers, asset managers, trading platforms, and CSDs, face stringent regulatory requirements to manage financial crime risks. From screening investors and issuers to monitoring trading activity and counterparties, these organizations must address increasingly complex compliance workflows while maintaining operational efficiency and ensuring trust in the market.
Neterium’s API-driven solutions provide capital markets players with powerful tools for rapid, scalable watchlist screening tailored to their unique needs. The API approach ensures seamless integration into existing workflows, allowing firms to embed compliance capabilities directly into their operational systems without major disruptions. Neterium’s solutions are designed to handle the technical complexity of capital markets operations, enabling interoperability with other platforms, risk management systems, and post-trade services. By simplifying compliance processes, Neterium helps firms enhance operational agility, improve processing speeds, and reduce regulatory risks while maintaining a competitive edge.
“When it comes to the Neterium API, the main element we liked most was the existing connectivity to several leading data vendors. In our home market, every firm under AML laws was already equipped with a name screening system, typically provided by one of the global vendors. The ability of our clients to continue using their existing data vendor during the transition to Cascade made onboarding smoother and minimized the challenges associated with change management.”Maciej Waloszyk, Founder, Cascade
Fast and efficient entity screening
Real-time, high-performance transaction screening
